Improving Culture in Financial Services

By The Enforcd TeamThe Enforcd Team
Enforcd RegTech Blog - Regulatory Thinking and News

As the FCA submits its discussion paper on transforming culture, how can regulators move business culture in the direction it wants?

Big business – especially the financial services – has a big problem: trust. As story after story appears in the press about poor culture, the sector needs to get a grip. The question is how. To answer that question the FCA has released a discussion paper entitled transforming culture. Drawing on input from experts, academics and thought-leaders from around the world, it presents the regulator’s own roadmap for the future. Continue reading “Improving Culture in Financial Services”


A Day in the Life of a Compliance Officer

By The Enforcd TeamThe Enforcd Team
Enforcd RegTech Blog - Regulatory Thinking and News

Compliance officers perform a crucial role in any financial company, but what do they do with their days and how is the role changing?

There aren’t many children who tell their parents they want to be compliance officers. Indeed, there are plenty of people within a firm who might look down on them – giving them the slightly derogatory term ‘business prevention department’. However, that’s not quite right. Most would see it as business preservation and in an increasingly fast-moving regulatory environment, their role has become more important than ever. Continue reading “A Day in the Life of a Compliance Officer”