The RegTech Revolution: Helping Conduct, Culture and Compliance

By The Enforcd TeamThe Enforcd Team
RegTech Revolution Webinar

“The RegTech Revolution” was a webinar held for Digital Leaders Week 2017.

Jane Walshe of Enforcd was joined by Mathias Wegmueller, Co-founder and Head of Business Development, Qumram, and Wendy Jephson, Co-Founder & Chief Behavioral Scientist at Sybenetix to discuss what RegTech can do, and also possible pitfalls to be avoided in its use. Continue reading “The RegTech Revolution: Helping Conduct, Culture and Compliance”


What the FCA found when it did a Suitability Review of the IFA Sector

By The Enforcd TeamThe Enforcd Team
Suitability Review

The independent financial advice (IFA) sector was given a clean bill of health by the FCA in May 2017. A suitability review of 1,142 individual pieces of advice given by 656 firms against the rules in the Conduct of Business sourcebook showed that in 93.1% of cases, advice provided was suitable. Continue reading “What the FCA found when it did a Suitability Review of the IFA Sector”