By The Enforcd Team

Competent Employees: Regulatory Requirements, Theory and Practice in Financial Services Firms

Every regulated company is obliged by law to ensure that its workers comply with the “Competent Employees Rule”, as detailed in the FCA and PRA handbooks. This article takes a look at what companies can do to demonstrate – to themselves, regulators and customers – that they only recruit people who have the appropriate skillset …

By The Enforcd Team

Financial Services Regulation: What to Expect in 2018

It’s a busy, demanding and unpredictable year ahead in the world of financial services regulation. Happy New Year! Now, buckle up because 2018 is likely to be a regulatory minefield.  New technologies, new rules and a fresh landscape all have the potential to create enormous problems. Some companies are better set up than others. Fear …

By The Enforcd Team

The RegTech Revolution: Helping Conduct, Culture and Compliance

In this webinar for Digital Leaders Week 2017, Jane Walshe of Enforcd was joined by Mathias Wegmueller, Co-founder and Head of Business Development, Qumram, and Wendy Jephson, Co-Founder & Chief Behavioral Scientist at Sybenetix to discuss what RegTech can do, and also possible pitfalls to be avoided in its use.