By Jane Walshe

SMCR for the Buy-Side: Reasonable Steps and Enforcement Activity

  By Jane Walshe, CEO of Enforcd Want to see how Enforcd can help Senior Managers?  Watch   our short demo video. Last summer, the Financial Conduct Authority (FCA) published its long-awaited consultation on the extension of the Senior Managers & Certification Regime (SM&CR) to all FCA-regulated firms. The Consultation closed on 3 November 2017 and …

By The Enforcd Team

How Financial Services Firms Can Learn from the Lessons of the Past

Learning from the lessons of the past can help the financial services industry ride the rough regulatory waves of 2018. Fear of failure. It’s something we all feel at one time or another, and it can hold us back from truly achieving our goals. However, if we learn lessons from the past, failure can be …

By The Enforcd Team

The RegTech Revolution: Helping Conduct, Culture and Compliance

“The RegTech Revolution” was a webinar held for Digital Leaders Week 2017. Jane Walshe of Enforcd was joined by Mathias Wegmueller, Co-founder and Head of Business Development, Qumram, and Wendy Jephson, Co-Founder & Chief Behavioral Scientist at Sybenetix to discuss what RegTech can do, and also possible pitfalls to be avoided in its use.