By The Enforcd Team

FCA Financial Lives Survey: Avoid Having Children for a Healthier Financial Future

The FCA Financial Lives Survey was published on 18 October 2017. Titled “Understanding the financial lives of UK adults”, the FCA will use the Survey to identify potential consumer detriment. Results have already informed its Financial Advice Market Review Baseline report, the Ageing Population and Financial Services Occasional Paper, and will inform the forthcoming Approach …

By Jane Walshe

FCA Enforcement Head says firms must continue to up their game

At a conference (Practising Law Institute Sixteenth Annual Institute of Securities Regulation in Europe) today Mark Steward, FCA Director of Enforcement and Financial Crime, made a number of comments on fines, conduct of financial services firms and the need for senior managers to take responsibility for their actions, and to exercise meaningful oversight of what …