By Jane Walshe

SMCR for the Buy-Side: Reasonable Steps and Enforcement Activity

  By Jane Walshe, CEO of Enforcd Want to see how Enforcd can help Senior Managers?  Watch   our short demo video. Last summer, the Financial Conduct Authority (FCA) published its long-awaited consultation on the extension of the Senior Managers & Certification Regime (SM&CR) to all FCA-regulated firms. The Consultation closed on 3 November 2017 and …